PRIVACY STATEMENT

New Harbor Venture Partners, LLC (NHVP) is sensitive to the necessity of protecting your personal financial information. As a member of the Financial Industry Regulatory Authority (FINRA), we are required to collect personal information relating to you, your account, and investment characteristics as applicable.

This information is known as “non-public personal information.” We collect this information from various sources, primary applications, and forms completed by you for us and from third-party providers. We use this information to provide you and your account with the highest level of professional service. NHVP understands your concerns about the use and protection of this personal account information. We are committed to maintaining the highest level of safety and security for information you provide. Towards this goal, please note that we are dedicated to your protecting personal account information. We will use this information to service your account and provide information about services or products you have requested, or which you may find of interest.

We will not sell or distribute your information to any unaffiliated third parties; however, we may share certain information you provide in the same way as information is routinely shared in the conduct of standard brokerage accounts; for example, we may provide information in concert with regulatory requirements of certain agencies, such as the IRS, FINRA, and other organizations to which we are responsible, or with which we are, or may become, affiliated. We may also provide information to other institutions who may or may not be affiliated or under common control with us, if such information is required to service your account. We will continue to observe these privacy guidelines for your information even if you are no longer a client. We provide you with this notice when you open your account, and we will provide annual notification thereafter. Should we determine to change any of our policies pertaining to privacy, we will provide you advanced notice and give you the opportunity to “opt-out” of such disclosures.

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